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When Forever Proves Fleeting: The Condemnation
and Conversion of Conservation Land
Copyright 2001, 2003, ROBERT H. LEVIN
The following article was published in the New York University Environmental
Law Journal at 9 NYU Envtl.L.J. 592 (2001). Robert H. Levin is currently
a Maine attorney who specializes in land conservation. He can be reached
at (207) 774-8026 and white_birch@yahoo.com.
INTRODUCTION
The United States is currently in the midst of both an unprecedented
land conservation boom and an even greater development boom. Never before
has so much land been declared permanently off limits to development,
and never before has so much land been developed. Citizens, foundations,
and governments across the nation are committing substantial funds to
protect land by acquiring conservation easements and fee simple holdings.
But the phenomenal growth of the economy throughout the 1990s has sustained
a vastly accelerated rate of sprawl. In short, the conservation movement
is more active than ever before, yet daily it is losing ground to the
latest subdivision.
A simple comparison shows the relative rates of conservation and development
activity. The Nature Conservancy, one of the largest and most respected
environmental organizations in the world, has protected over twelve
million acres in the United States since its inception in 1951. On the
other hand, a widely respected report from the Natural Resources Conservation
Service, an arm of the U.S. Department of Agriculture, indicates that
between 1992 and 1997, over eleven million acres of land were developed
for the first time, shattering any previous rates. To put these figures
in perspective, in five years alone almost as much land was developed
as has been protected by the Nature Conservancy in its entire fifty-year
history. So while land conservation is occurring on a greater scale
than ever before, the astronomical spike in land development more than
offsets the conservation gains. This comparison should not come as a
surprise. To take a drive down any road on the suburban fringe is to
witness mile after mile of construction activity. Indeed, the growing
popularity of conservation programs is in many ways a response to the
shocking pace of development.
These unprecedented dual trends of conservation and development suggest
first .and foremost that conservationists cannot truly win what has
been called the "open space race." At the same time, they
can achieve many important conservation victories. This state of affairs
demonstrates the heightened importance of those victories in ensuring
that future generations still enjoy a modicum of open space and parklands.
Even amidst the general proliferation of development, conservation acquisitions
protect a large amount of our most highly cherished landscapes from
development. To achieve this more limited goal, however, the protections
must endure. And durability, in turn, requires a solid barrier that
permanently shields conservation lands from development. This Article
examines the strength of that barrier by asking whether conservation
lands do, in fact, remain protected from development. In particular,
the Article will focus on two possible weaknesses: condemnation and
conversion.
Land with conservation easement or park status is not magically shielded
from all future development threats. In fact, government-owned parkland
that citizens have used and appreciated for years is not as protected
as is commonly thought. After one recent case in which a state sold
a state-owned wildlife management area to a private developer, one angry
citizen wrote to his local newspaper: "There ought to be a law
against such transfers." Local and state governments may be able
to sell or condemn conservation land with surprising ease. In the absence
of adequate statutory restrictions, conservation lands may be unduly
vulnerable to condemnation and conversion.
This Article examines whether governmental actions to reverse previously
enacted conservation protections should be prohibited or limited. As
such, this Article discusses "conservation land," defined
here as land officially designated for conservation purposes. Designation
could be either an administrative or legislative function, in a governmental
context, or through legal restrictions in the context of private land.
Having said this, it is not always clear when a property is in fact
officially designated specifically for a conservation purpose. Clearly,
a wildlife sanctuary would seem to qualify. But what about a hunting
preserve, or a multiple use forest area? Although there are many fine
distinctions that could be argued, for simplicity's sake, this Article
uses a functional definition of conservation land, borrowed directly
from the Internal Revenue Code's definition of "conservation purpose"
in the context of conservation easements. Conservation land is property
that has been designated for outdoor recreation, preservation of wildlife
and plant habitat, open space (including agricultural), or scenic purposes.
Private conservation land is therefore land owned in fee simple or subject
to a conservation easement owned by a not-for-profit organization whose
mission involves one or more of these purposes. Public conservation
land, in turn, includes government-owned parks, wildlife management
areas, and wilderness areas, to name a few. Condemnation, or eminent
domain, is the process by which government or a government-empowered
private entity appropriates or "takes" property for public
use without the owner's consent. Condemnation usually applies to private
property, although occasionally a government seeks to condemn land owned
by a political co-equal or subordinate. The condemnation of conservation
land occurs where the taking is of a nature preserve owned in fee simple
by a conservation organization, or of land owned by an individual but
subject to a conservation easement. A textbook example occurred recently
in California, where the City of Santa Rosa initiated a condemnation
proceeding to route an underground wastewater pipeline and above-ground
pumping stations across the California Audubon Society's Mayacamas Sanctuary.
Some conservation properties, such as the Red Hills area in northern
Florida and southern Georgia, were targeted by large oil companies that
have been delegated federal condemnation power, only to be saved at
the considerable expense of conservation organizations such as the Tall
Timbers Research Station. And even though eminent domain power is supposed
to be reserved for public purposes, it is possible for a government
to condemn conservation land and then transfer it to well-connected
private developers for residential or commercial use. In fact, many
commentators point to the growing scandal of using eminent domain power
for such unabashedly private uses. Although these authors were writing
about abuses in a more general context, such improprieties in the future
could very well involve conservation land.
Conversion, in contradistinction to condemnation, occurs when government-owned
conservation land is sold or used for non-conservation purposes. Conversion
can be intragovernmental (e.g., when a town converts a park to a public
landfill), intergovernmental (e.g., when a state conveys a park to a
county or municipality for a new road), or public to private (e.g.,
when a government conveys parkland to a private owner). One example
of public to private conversion occurred when the New Jersey Division
of Fish and Wildlife sold a wildlife management area on Hamburg Mountain
to a private developer in 1986. In a broader context, scores of conversions
have occurred in Massachusetts, where the state legislature approved
150 out of 176 transfer requests of public conservation lands between
1989 and 1998. Although the definition of conversion varies slightly
from governmental program to program, in most cases there is little
doubt that the conservation purposes for which the land was originally
acquired have been irrevocably eliminated.
Although the federal government is the largest owner of conservation
lands, this Article focuses for the most part on state and local activity.
Given the crazy-quilt patchwork of federal public land classifications,
a thorough analysis of federal conversion and condemnation practices
is beyond the scope of this analysis. Our national forests, national
parks, wilderness areas, national monuments, wildlife refuges, and marine
sanctuaries are all subject to varying degrees of conversion pressure,
but these lands are best reserved for a separate analysis. The issues
at stake in regard to federal lands usually involve natural resource
use such as mining or drilling, while this Article focuses more on the
everyday threats of commercial and residential development and public
works projects. Therefore, this Article discusses only a few federal
statutes that pertain to the conversion of state and local lands.
To be sure, conversion and condemnation are not inherently wrong processes
that should be invariably opposed. Certain minor conversions, such as
road widening for safety purposes, are not the least bit controversial.
Even major condemnation attempts, such as those for new schools, can
be very pressing projects that the conservation community, under certain
conditions, has felt compelled to support. Indeed, the need for a conversion
or condemnation may be amply justified in some cases. For this reason,
blanket prohibitions on condemnation and conversion would be inappropriate.
Rather, a more nuanced approach is needed. Conversion and condemnation
issues are particularly troublesome because they bring into conflict
the competing principles of land use flexibility and the perpetual conservation
of land. Although it is unlikely that a government would purchase a
property for conservation purposes in one year and turn around and sell
it for development in the next, the pressure to convert and condemn
land will inevitably grow over time. This Article calls for legislation
to impose procedural hurdles to and substantive criteria for the condemnation
and conversion of conservation lands in order to ensure that these lands
are a choice of last resort for development and other non-conservation
uses. While there is no bright line distinguishing an acceptable conversion
or condemnation from an abusive one, meaningful restrictions can go
a long way towards ensuring that conservation land is treated prudently.
The sky is not falling; this Article is not intended to be alarmist.
Rather, it sounds a note of concern, based on evidence of past and current
events in certain states and localities. Moreover, in those areas where
such threats may yet be a few years away, the key is to address these
issues before the damage is incurred. There are concrete and effective
measures that state and local governments can enact to protect conservation
lands from further encroachment. States with relatively recent acquisition
programs might draw insight from the abuses that have occurred in other
states with a longer track record. Hopefully, with proper restrictions
in place, the most flagrant abuses can be prevented rather than lamented.
Although the processes of condemnation and conversion are quite discrete
both legally and politically, this Article links them because both represent
attempts by governmental entities to are equally burdened. Otherwise,
condemnation would become a loophole that undermines any restrictions
on conversion, and vice versa. This is especially true today, given
the previously noted abuse of eminent domain power for private purposes.
A jurisdiction that is considering ways to erode a property's protected
status will likely choose the easier route. The policies and laws governing
condemnation and conversion therefore are necessarily interrelated.
The Article begins in Part I by articulating the importance of conversion
and condemnation issues in a world that is increasingly focused on permanent
protection. Part II then examines how prevalent the respective condemnation
and conversion threats are by documenting instances of each process
and offering statistical data. These data show that both condemnation
and conversion are increasing in various jurisdictions, especially in
developed areas. Part III focuses on different condemnation restrictions
that are already in place in diverse jurisdictions. Privately held conservation
easements, an increasingly popular means of preserving land, offer surprisingly
little protection from condemnation. Publicly held easements, due to
the prior purpose doctrine, offer somewhat greater protection. In addition,
Part III discusses other protection models such as agricultural preservation
districts and State Natural Area Programs. Part IV turns to assorted
federal, state, and local conversion restrictions. In particular, New
Jersey is highlighted as a state with a comprehensive set of conversion
restrictions. Part V delineates the key issues for local and state governments
to consider in enacting effective conversion restrictions. Finally,
the Article concludes with a brief call to arms in defense of the goal
of permanent protection.
I
WHY CONVERSION MATTERS
Irreversibility looms large in the background of every conversion
and condemnation question. Once land is developed, it is nearly impossible,
for economic and ecological reasons, for it ever to return to its natural
state. For this reason, conversion and condemnation restrictions take
on added importance in a world where development is, for all intents
and purposes, a one-way process. In many areas, the day is not far off
when the only remaining undeveloped land will be that which has been
officially protected, and when every developable property has been developed.
Those in the planning and conservation fields refer to this point as
"full buildout." It is not unrealistic to think that within
the next century, the entire eastern seaboard will reach such a state.
In these full buildout areas, conversion and condemnation restrictions
will be critical to ensuring that the amount of protected conservation
land does not gradually erode.
In response to the inexorability of development, today's conservation
mechanisms almost uniformly strive for permanent protection. Perpetual
conservation easements, for example, are designed to run with the land
and to bind all future landowners. Of the forty-seven states that have
conservation easements statutes, all allow, or even require, the easement
to be perpetual. More importantly, a donated conservation easement must
be perpetual in order for the donor to receive federal income and estate
tax benefits for her charitable contributions.
Most recent public land acquisition programs also focus on permanence.
In 1992, Alabama citizens approved the establishment of the Forever
Wild Land Trust. The new Georgia Greenspace Program explicitly aims
for permanent protection. In addition, the acreage goals of certain
conservation programs aim for permanent protection. In 1998, former
New Jersey Governor Christine Todd Whitman announced a goal of permanently
protecting one million out of the remaining two million acres of unprotected
and undeveloped land in the state.
Likewise, the Chesapeake 2000 Agreement recently signed by five different
states and the Environmental Protection Agency sets a goal of permanent
protection for 20% of the total land area in the Chesapeake Bay watershed.
These various goals of permanent protection compel us to consider just
what sort of protection we are establishing when we acquire such lands
and easements. Quantitative conservation targets, and the considerable
investment of public dollars they require, may only make sense if the
land that is protected stays protected. Otherwise, the protections are
more akin to a land banking program that, while offering conservation
benefits in the short term, eventually becomes a source of inexpensive
land for sundry public projects.
It is precisely because conservation efforts increasingly aim towards
permanent protection that the threats of conversion and condemnation
merit special attention. For it means little to call a conservation
easement "perpetual" if it can be readily extinguished through
condemnation. And to call a property "forever wild" is deceptive
if the state or local government can easily reverse this designation.
The goal of permanent protection reflects a decision to remove certain
properties from the vicissitudes of land use politics. Protected conservation
land accordingly needs to enjoy heightened safeguards from government-directed
changes in the protected status. As our population grows and undeveloped
land becomes ever scarcer, governments will face increasing pressure
to use their conservation properties for other purposes.
Conversion attempts are likely to be most common and most controversial
at the local level. This is chiefly because land use decisions are generally
local. In addition, the small total land area of municipalities increases
the likelihood of full or nearly full buildout. The limited amount of
land carries implications for both how conversion attempts arise and
how they are ultimately resolved. For instance, at the heart of many
conversion attempts is the fiscal incentive to use conservation lands
for other purposes. Protected conservation land will almost always be
a less, expensive condemnation option than an already developed site.
The disparity is even more glaring if the government already owns the
protected property, for it need not go through condemnation proceedings
or acquire right-of-way access. Such fiscal pressures are especially
prevalent in full build out areas, where every acre takes on huge significance.
As described later in this Article, these pressures are proving irresistible
in many Massachusetts locales.
Furthermore, the limited land base may preclude the possibility of supplying
suitable replacement land, the most satisfactory resolution of a conversion
dispute. Requiring the converter or condemnor to provide suitable replacement
conservation lands significantly mitigates the harm from a condemnation
or conversion. But because the total land area of a municipality may
comprise only a few square miles (if that), the availability of replacement
lands is less probable, especially in highly developed towns. Given
these realities, the recent proliferation of municipal conservation
acquisition programs seems destined to engender future conversion and
condemnation conflicts at the local level unless adequate protections
are established in advance.
II
THE SCOPE OF THE PROBLEM
Before weighing solutions, it is necessary first to grasp the extent
and nature of the threat. The availability of hard data on either conversion
or condemnation is quite limited. As with many issues, this lack of
quantitative information often obscures the true extent of the problem.
Thus, one of the greatest contributions that land trusts and conservation
agencies can make is to begin to accurately track and record instances
of conversion and condemnation. Quantitative data will be crucial in
marshalling the requisite political will to take these issues seriously.
A. Frequency and Variety of Condemnation of Privately Protected Conservation
Land
Because governments and private condemnors have an incentive to look
for the least expensive and least controversial means of constructing
a project, conservation properties are singularly vulnerable to condemnation.
Eminent domain is most expensive when people must be relocated. But
because conservation properties usually host no (human) residents, there
is a tendency to view such lands as "vacant" and therefore
politically easier to condemn. Furthermore, because condemning authorities
do not have to pay for any improvements and relocation expenses, as
with developed properties, conservation properties are often less expensive
options.
It is difficult to quantify the frequency of condemnation proceedings
on private conservation land, as there is no central repository for
this information. Based on an informal survey of major land trusts,
the author has confirmed forty-five condemnation attempts involving
eighteen different private organizations throughout the United States
since 1986. Of the forty-five attempts, forty resulted in a successful
condemnation or a negotiated settlement. The most common purposes for
which conservation land was encroached upon were transportation-related,
with new or widened roads being the most prevalent. In cases where conservation
easements were involved, the portion of the easement on the condemned
land was extinguished or amended to allow action.
Although some condemnation attempts undoubtedly were missed by this
informal survey, the above numbers suggest that eminent domain is not
a daily threat to privately protected conservation lands. There are
legitimate fears, however, that it will become a growing problem as
more land trusts protect more property and as unprotected open space
becomes ever harder to find, particularly in suburban jurisdictions
where the only remaining undeveloped land may be protected. Although
the survey results are not definitive, the data do indicate a rise in
the number of condemnations in recent years. For those land trusts that
have opposed an eminent domain threat, considerable organizational resources
have been expended. So even where the condemnation attempt is ultimately
defeated, opposition efforts may be a costly drain on the resources
of conservation groups and citizens.
One of the most publicized condemnation examples occurred recently in
Santa Rosa, California. In 1994, the Sonoma County Agriculture and Open
Space District purchased a "Forever Wild" conservation easement
on a 3,100-acre ranch for $750,000. Three years later, the National
Audubon Society (NAS) and its Madrone Chapter acquired a portion of
the land (named the Mayacamas Sanctuary) in fee simple. Shortly thereafter,
the City of Santa Rosa proposed to run a treated waste-water pipeline
through the property, threatening condemnation. NAS and the Madrone
Chapter filed suit against the City in 1998 to prevent the pipeline.
The suit was settled in October 1998, providing for compensation, design
improvements, a construction moratorium during the bird nesting season,
a mitigation monitor (to oversee the design improvements and the moratorium),
and the City's participation in a Task Force to figure out how to make
protected properties less susceptible to future encroachment by public
bodies. Notably, the County, despite its conservation easement interest,
did not join the Audubon Society in actively opposing the condemnation,
which reflects the reality that an easement will only be effective if
its holder is willing to defend it.
The Red Hills Conservation Program's (RHCP) defeat of a proposed oil
pipeline is probably the biggest success any land trust has enjoyed
in the face of a condemnation threat. In 1990, Colonial Pipeline Corporation,
with the backing of a conglomeration of oil companies, proposed an oil
pipeline across parts of Florida and Georgia, through the heart of the
Red Hills aquifer and across more than a dozen properties with conservation
easements held by RHCP. Colonial had a track record of oil spills and
other environmentally damaging accidents. Along with other organizations,
RHCP mounted a strong opposition campaign, raising over $300,000 for
legal expenses over two years. Eventually, after spending over $22 million
in support of the project, Colonial abandoned its plans in the face
of resistance by RHCP and a Florida county. Significantly, the pipeline
was defeated on growth management principles, as Florida's eminent domain
law, like those of most states, extended no protection to private conservation
property. Stronger condemnation protections for RHCP's conservation
lands might have prevented this attempted taking in the first place,
sparing RHCP its enormous legal costs.
One final condemnation example shows how local jurisdictions face unique
pressures to consider conservation lands for public purposes. In 1995,
the City of San Juan Island, Washington, needed to build a new school.
As a rapidly developing island of 35,000 acres, the City had limited
location options from which to choose. In addition, real estate values
on the island had soared, rendering the condemnation of developed property
an expensive proposition. After some deliberation, the council turned
to the San Juan Island Preservation Trust, a local land trust, and requested
that it accede to the friendly condemnation of ten acres out of a twenty-acre
conservation easement property. Seeking to retain the goodwill that
it had established with the community and the local government, and
realizing the limited grounds on which it could oppose a formal condemnation,
the Trust agreed to the request. As will be demonstrated, this is not
the only example of conservation lands being turned into schools.
B. Frequency and Nature of Conversion of Public Conservation Land
1
As with condemnations, the conversion of conservation land is not well-documented.
Even where quantitative data on the number of conversion requests has
been compiled, it understates the threat of conversion because many
requests do not ever reach a formal stage where an official decision
must be rendered. Similarly, the approval rate of formal requests is
misleading because less meritorious requests are weeded out along the
way. Ideally, the most telling statistic would compare the total number
of requests, both informal and formal, to the ultimate number of approvals.
Nevertheless, useful quantitative data do exist from scattered sources,
most notably where conversion restrictions are in place. These data
show that conversion is far more than an abstract or future threat.
Perhaps the most useful conversion statistics were compiled in a report
by a committee of the Massachusetts legislature on the transfer of Article
97 conservation land. Article 97 land refers to a provision of the Massachusetts
Constitution, passed in 1972, which outlines basic environmental rights,
including land conservation rights. All public land acquired or held
for conservation ends is designated Article 97 land and enjoys certain
protections from conversion. In order for a municipality's Article 97
land to be converted, both the municipal council and the state legislature
must approve conversion bills by a two-thirds majority. Despite these
protections, between 1989 and 1998, 176 conversion requests for municipal-owned
Article 97 land were approved by municipal councils and reached the
state legislature. Of these, 150 bills passed, allowing conversion of
30 parcels for private and residential purposes, 18 for water supply
and sewage purposes, 16 for commercial and industrial purposes, 14 for
school construction, 14 for public buildings, 13 for roads and highways,
13 for recreational and "other municipal" use, five for public
housing, and two for cemeteries. Only 32 of the 150 transfer bills provided
for replacement lands.
The school construction transfers are seen as especially harmful to
open space goals because schools often require large tracts of 10 to
20 acres, which are often the main parklands in smaller, denser municipalities.
Many of these school transfers are particularly troubling. The Town
of Malden built a school on its last remaining park, designed by renowned
landscape architect Frederick Law Olmstead. In some cases, procedural
irregularities suggest that municipal legislators are trying to avoid
scrutiny in their treatment of Article 97 lands. In January 2000, the
Council of the City of Everett attached an Article 97 transfer rider
onto a completely unrelated bill.
Huge economic incentives are the major driving force behind the high
number of Massachusetts conversions, as the towns need not pay to convert
their open space land. In addition, conservation and preservation groups
have accused the state's School Building Assistance Bureau (SBAB) of
encouraging municipalities to site new schools on open space land rather
than renovating existing structures. The SBAB reimburses school districts
for construction costs, but not for the cost of acquiring land. Although
a conversion for school construction involves state funds, triggering
the Massachusetts Environmental Policy Act (MEPA), the MEPA review process
is so disconnected from the legislative approval process that it is
ineffective in discouraging or mitigating such conversions. Because
MEPA review often takes place after the state legislature has voted
on the conversion bill, legislators are not even aware of the environmental
impacts of the transfers. The conversion of Article 97 land is a complex
issue that is still a source of conflict as of the date of this publication.
In fact, the Massachusetts Audubon Society has declared the matter its
number one priority on its policy agenda for the 2001 legislative session.
Furthermore, the evidence suggests that Massachusetts is not the only
state where schools are being placed on conservation lands. The Town
of Bow, New Hampshire, recently converted town-held forestland for a
new high school. As in the San Juan Island example discussed above,
towns also have used private conservation land for school purposes.
This phenomenon reflects the difficulties that municipalities face in
keeping conservation land undeveloped.
As will be discussed in Part IV, New Jersey has erected the most comprehensive
conversion restrictions of any state through its Green Acres Program.
Even so, the Green Acres Bureau of Legal Services and Stewardship currently
receives approximately 40 to 50 informal conversion requests per year
from state, county, and local government entities, an increase over
past years. Because of the Program's conversion restrictions, most of
these requests never lead to conversions. But the increasing volume
of requests attests to the pressures to use conservation land for other
purposes.
Broader data are available on conversion of state and local properties
that were acquired with support from the federal Land and Water Conservation
Fund (LWCF). Since 1968, the LWCF has distributed funds generated from
offshore oil and gas drilling leases to purchase conservation and recreation
lands. Over the past 35 years, the program has supported over 38,000
state and local projects at approximately 30,000 sites across the country.
As of summer 2000, approximately 1000 requests to convert these sites
have been approved by the National Park Service, which administers these
requests under Section 6(f) of the Land and Water Conservation Fund
Act.
It is no accident that conversion requests are more common in relatively
developed states such as New Jersey and Massachusetts. In contrast,
it seems that conversion is not a major problem in states without as
much growth pressure. In Maine, for instance, the Land for Maine's Future
Program has acquired roughly 68,000 acres since its inception in 1987.
In this time, only two conversions have occurred, with minimal conservation
degradation resulting from either. But if the number of conversion requests
is in part a function of population density, as seems likely, then we
can expect an increasing number of conversion requests in the coming
years.
III
A SURVEY OF CONDEMNATION RESTRICTIONS
A. Condemnation of Privately Held Conservation Easements
Land conservation is the fastest growing branch of the environmental
field, and conservation easements are an increasingly popular tool to
preserve land. The number of local and regional land trusts -- nonprofit
organizations dedicated to land conservation -- stood at 1,213 as of
1998, up from 743 a decade earlier. Together, these groups have placed
conservation easements on nearly 1.4 million acres. Moreover, the size
of easements are growing larger; a 1999 Nature Conservancy easement
in California covers 36,000 acres of ranchland. The question remains
whether these properties are truly protected, for the conservation easement,
despite being perpetual, provides surprisingly little protection from
condemnation.
Private land trusts currently have limited grounds on which to legally
oppose condemnation. Federal and state governments, as sovereign entities,
possess the inherent power of eminent domain, subject only to just compensation
requirements and the public purpose doctrine. County governments, municipal
governments, and special use districts are political subdivisions of
the state, and are usually granted eminent domain powers through statute.
Furthermore, utility companies have been empowered by various federal
and state statutes to condemn property. Since land trusts are private
organizations, their conservation easement holdings are considered private
property, even though many of them are partially funded by the public
through charitable contribution tax deductions. And although there is
some case law suggesting that private conservation land might be afforded
added consideration in takings cases, as a matter of course, private
property owners are generally unsuccessful in challenging eminent domain
actions.
Legal opposition to the taking of a conservation easement is especially
futile in states where the conservation easement enabling statutes include
a provision that expressly allows land subject to a conservation easement
to be condemned. Legal action is also unlikely to succeed in the remaining
states, where the enabling legislation is silent on this issue. Currently,
a land trust's best hope is to challenge a condemnation action through
a public relations campaign or legal grounds distinct from eminent domain
law. As seen with the Red Hills Conservation Program's opposition to
the oil pipeline, a land trust may be able to stall or defeat a project
by claiming that the condemnor did not fulfill its obligations under
a state environmental policy act. It is neither realistic nor advisable
that conservation properties enjoy blanket protection from condemnation.
Instead, a more balanced approach, such as adding concrete procedural
and substantive hurdles, will go a long way towards protecting these
properties from ill-considered condemnations, while still allowing necessary
ones to occur.
B. Condemnation of Publicly Held Conservation Easements
Public property generally enjoys greater protection from condemnation
than does private property. Property owned by a government is considered
devoted to a "prior public use" and may be condemned only
by express statutory authorization or by necessary implication. Under
the prior public use doctrine, a publicly owned conservation easement
cannot be condemned by a "lower" government entity. A municipal
government, for example, cannot condemn state land without specific
authority from the state legislature. A state government can condemn
municipal property but not federal property. The state government's
property, in turn, can be condemned by the federal government but not
by a county or municipal government.
This hierarchy prompts some interesting strategic decisions for the
landowner or easement holder who is concerned about condemnation. The
added protections of publicly held easements may make them more attractive
as a conservation tool. For example, land trusts that are concerned
about an imminent or latent condemnation threat to one of their holdings
may convey the land or an interest therein to a government entity. Landowners
and their attorneys often view a public conservation easement as a way
to protect their property from condemnation. Some landowners in Virginia
have been known to donate easements to the public Virginia Outdoors
Foundation rather than to a private land trust, in order to shield the
property from condemnation. Similarly, in Maryland, where the Maryland
Environmental Trust acts as a public land trust, protection from condemnation
has been a motivation for some conservation easement donors. Sometimes
condemnation protection is a fortuitous byproduct of a deal's structure.
When the State of New Hampshire purchased a particular conservation
property in 1988, it also granted a conservation easement to the United
States Forest Service. Although it appears that the state granted the
easement for other reasons, this action also protected the land from
state condemnation. There are also examples of landowners granting historic
preservation easements to state Historic Preservation Programs solely
to prevent condemnation.
In additional, there are ways in which private land trusts can capitalize
on the relative immunity that public ownership provides. Land trusts
might consider co-holding easements with state agencies in order to
preclude a municipal or county government from condemning the interest.
For example, the New Jersey Conservation Foundation, a private land
trust, has conveyed easements to the New Jersey Natural Lands Trust,
a public state entity. Although the
purpose of the conveyances was not to prevent condemnation, this was
an added advantage. A land trust might also look into the possibility
of dedicating property under a State Natural Area Program (SNAP). Selected
portions of larger parcels may be dedicated, giving extra protection
to the most important areas. State historic preservation programs offer
another way to protect certain historic and archeological sites from
condemnation. In Texas, for instance, historic preservation easements
are sometimes granted in conjunction with designation as a State Archeological
Landmark.
Although publicly held easements do offer somewhat stronger protections
from condemnation, it must be stressed that conveyance to a public entity
is not a complete answer to the problem. Conveyance in the face of an
immediate condemnation threat is not a preferred course of action. In
general, the governmental acquisition programs are not created to protect
property from imminent condemnation, but rather to protect it from an
as-yet-unplanned taking. Protecting a property at the eleventh hour
by conveying an interest to a state or federal agency could threaten
the land trust's and the public agency's credibility. In addition, thwarted
municipalities may pressure state legislators to weaken the state agency's
condemnation protections or the land trust's authority. Although conveyance
to a public entity might make sense on occasion, since many land trusts
pride themselves on their independence from government, widespread conveyance
is unrealistic. Statutory restrictions on the ability to condemn easements
would be more realistic and effective.
At least one state has imposed special procedural and substantive hurdles
to the condemnation of public conservation easements. New Hampshire
has taken such an approach with its Land Conservation Investment Program
(LCIP), which holds easements on behalf of the State. LCIP is the sole
holder of conservation easements on 30,000 acres and backup holders
on another 25,000 acres held by municipalities. The original LCIP enabling
legislation required an act of the state legislature in order to condemn
any easements acquired under the program. Because the New Hampshire
Department of Transportation feared this restriction was too broad and
would prevent even minor incursions, the statute was amended in 1999
to allow a compromise process by which the Department of Transportation
may condemn minor slope and drainage easements after providing notice
to all interested parties and a declaration that there are no "reasonable
and prudent alternatives." All in all, the restrictions have been
so well-received that they are now being included in a new state acquisition
program for conservation and historic
properties. This legislation serves as a rare example of conservation
easements that have been afforded specific protection from condemnation
actions.
C. State Natural Area Program Protections
Another model for protecting conservation lands arises under various
State Natural Areas Programs (SNAPs). Under a typical SNAP, lands that
host rare or significant wildlife habitat, plant communities, or geologic
formations may be dedicated as "natural areas" or "nature
preserves." Although the legal frameworks are very different, the
dedication of land is similar to the granting of an easement. Both are
intended to establish perpetual usage restrictions in order to preserve
the land's conservation resources. The articles of dedication are akin
to an easement agreement, specifying what uses are permitted and prohibited.
To date, 28 states have some form of statutory SNAPs, while at least
one state operates an administrative SNAP. In a few states, such as
Indiana, the SNAP is the sole or the major conservation land acquisition
program, while in most it is merely supplemental to larger acquisition
programs and natural resource agencies.
SNAPs present important yet overlooked precedents for protecting conservation
lands from both condemnation and conservation. In some states, properties
dedicated to SNAPs cannot be condemned or otherwise converted without
overcoming significant procedural and substantive hurdles. The level
of protection varies from state to state, according to the enabling
legislation and to administrative resolve. For some SNAPs, dedication
of a property is mostly a symbolic act, without any extra protection
extended to dedicated properties. Others place substantial limits on
condemnation, sale, exchange, or change in designation of dedicated
properties. In Minnesota, for example, the change of use or designation
cannot be altered without a public hearing. Further, the Minnesota Department
of Natural Resources (DNR) has to approve any conversion request, and
has been very reluctant to do so. In the program's 26 years, it has
dedicated 132 properties covering 179,000 acres. To date, the Minnesota
DNR has not approved a single conversion request. The likelihood of
DNR rejection often discourages requests from even reaching the stage
of a public hearing.
One key variation among the different SNAPs is whether both public and
private land may be dedicated. In Hawaii, for example, only public land
can be dedicated. In contrast, both public and private land can be dedicated
in most of the other SNAPs. In these states, private land trusts and
individuals can dedicate their conservation lands (with the landowner's
participation, for easement properties) to a SNAP, providing what amounts
to an overlay protection from condemnation that is not ordinarily available
to conservation easement lands.
In Indiana, private properties may be dedicated as nature preserves,
and private land trusts have developed a close cooperation with the
SNAP. Of the 172 properties dedicated to the SNAP, 53 are owned by private
land trusts. Two private land trusts, the Nature Conservancy and ACRES,
each have dedicated over 1000 acres, while four other land trusts bring
the total land trust dedications to over 3000 acres. Often, the SNAP
works on joint acquisition projects with these land trusts under the
state's Heritage Trust Program. Furthermore, Indiana has not enacted
any other statewide land acquisition program, so land trusts looking
for state funds have tailored their acquisition criteria to meet the
Nature Preserve Act's qualifying criteria. One result of this arrangement
is that a greater proportion of land trust properties in Indiana are
of high natural resource value, while recreation and scenic properties
are less prevalent.
Thus, land trusts in certain states may want to examine the possibility
of cooperating with SNAPs in order to add to the protection of significant
conservation lands. In addition, SNAPs serve as a model that may be
adapted to other programs and statutes. In states without SNAPs or with
weak SNAPs, the conservation community may wish to advocate for programs
that would provide their properties with heightened levels of protection
from condemnation and conversion.
D. Agricultural Preservation District Restrictions
In addition to the above protections, agricultural preservation programs
in certain states serve as a model that may be adapted to the broader
category of conservation lands. As of 1998, 16 states had adopted agricultural
preservation programs to stem the loss of farmland to sprawl and other
threats. Through these programs, farmers voluntarily enroll their lands
in an agricultural preservation district, thereby achieving various
benefits such as protection from nuisance laws and favorable property
tax treatment. Some states' programs include procedural protections
from condemnation for enrolled lands. In particular, New Hampshire,
Ohio, and Rhode Island have established agricultural preservation easement
programs that provide some level of protection. New Hampshire requires
that condemning authorities consider alternative land areas. In Rhode
Island, the condemnor must file a report, endorsed by the governor after
public hearings, that "demonstrate[s] extreme need and the lack
of any viable alternative." In Ohio, properties enrolled in agricultural
districts can only be condemned after passing similar hurdles. Whenever
the proposed condemnation would take more than ten acres or ten percent
of an individual's property, the condemning authority must notify the
Ohio Department of Agriculture at least 30 days before beginning condemnation
proceedings and must justify the taking and evaluate alternatives.
Despite these procedural hurdles, it is not clear that such measures
have made much of a difference. The Ohio Department of Agriculture typically
reviews the proposed condemnation action, holds a hearing, and issues
a report that either recommends or objects to the action. But the report
is entirely advisory and carries no mandatory response. The condemnor
routinely receives the report and proceeds with the project in its unaltered
form. One employee of the Department of Agriculture referred to the
process as simply "a moment for the conscience to shine,"
rather than an effective way of protecting agricultural land. As discussed
later in this Article, effective condemnation and conversion restrictions
require more than adding a few more sheets of paper to the process.
IV
A SURVEY OF CONVERSION RESTRICTIONS
The issue of conversion is taking on increasing importance with the
astronomical growth in state and local conservation acquisition programs.
Recent years have seen a burgeoning of open space referenda on state
and local ballots, with overwhelming approval rates. In the last three
years, 390 out of 459 (85%) referenda for the acquisition of open space
were approved by voters across the country. In the October 2000 elections
alone, over $7.4 billion was committed to conservation acquisitions.
Most of these referenda establish or expand state or local acquisition
programs. For example, in March 2000, California voters approved Proposition
12, a $2.1 billion measure to fund rural and urban open space acquisitions
and improvements to already established parks. On a smaller scale, the
City of Lake Oswego, Oregon approved an open space bond act for $13
million for use in refurbishing baseball fields, among other things.
These are just two of the hundreds of examples of states and communities
accepting higher taxes to preserve fast-disappearing open space. All
of this public land acquisition increases the odds that state and local
governments will face conversion disputes in the years to come. To prepare
for such an eventuality, they might do well to explore some of the models
used to date in different states.
Most states have surplus land statutes that govern the disposition of
all real property held by the state. In addition, more specific disposition
statutes may govern land held by state conservation agencies. In Virginia,
for example, any land owned or controlled by the Department of Conservation
and Recreation may be conveyed or leased only upon the approval of the
governor and the General Assembly. This Part discusses state and local
conversion restrictions on such conservation land.
A. The New Jersey Model
The state with the most longstanding and comprehensive conversion restrictions
is New Jersey. Green Acres, a statewide acquisition program, has funded
conservation purchases since 1961 through a series of bond acts. Most
recently, in 1998, New Jersey voters approved a referendum that allocates
nearly $2 billion over ten years to preserve roughly one million acres
of farmland and open space. Because of Green Acres' relatively long
history, the program has had the opportunity to learn from past mistakes
and has come to realize the importance of conversion restrictions in
its overall conservation plan. These restrictions, which have evolved
over time and will probably continue to do so, nevertheless may serve
as a model for other states to consider.
The heart of the current conversion restrictions stems from the Green
Acres Land Acquisition and Recreation Opportunities Act of 1975, passed
14 years after the program was first established. In addition to this
enabling statute, the New Jersey Administrative Code spells out a set
of administrative regulations to which the conversion process must adhere.
The conversion application process is an intentionally cumbersome one,
meant to discourage applicants from the start. The process begins with
an inquiry by a town, county, or state administrator to the Green Acres
Bureau of Legal Services and Stewardship. The Green Acres staff fields
these inquiries by explaining the conversion process and informally
discouraging the parties from submitting a formal request. Next, there
is an informational pre-application meeting between the applicant and
Green Acres staff, in which the staff runs through a checklist of the
11 separate requirements that exist in the statute's accompanying regulations.
An on-site inspection of the property proposed for conversion is included
in this meeting. At this point, the Green Acres staff holds a closed,
in-house meeting at which it either rejects the request outright, asks
for additional information or amendment, or authorizes the applicant
to submit a formal application.
A final conversion approval requires a public hearing and adherence
to five specific criteria: First, the conversion must "fulfill
[ ] a compelling public need or yield [ ] a significant public benefit.
. . ." A compelling public need is a health or safety hazard, while
a significant public benefit is the improvement of the delivery of essential
services. The compelling public need requirement is waived where the
applicant government offers replacement land that will "substantially
improve the quantity and quality of parkland within the boundaries of
the local unit where the parkland proposed for disposal or diversion
is located." As a second requirement, there must be a determination
that there are no feasible alternatives to the proposed conversion.
The alternatives analysis must look at the environmental impacts of
every alternative, including a no-build alternative, whereby the purpose
for which the conversion is proposed is not fulfilled.
Third, the applicant government must compensate for the conversion with
replacement land or, if none is available, with a deposit into an account
dedicated solely for new conservation and recreation land purchases.
The replacement property must be of equal or greater market value and
of reasonably equivalent size, quality, location, and usefulness for
conservation and recreation purposes. The monetary deposit must be equal
to the appraised market value of the conversion property at the time
of the application. The applicant must also commission appraisals of
both the conversion property and replacement property, although these
appraisals are waived if the replacement property is at least twice
as large as the conversion property and of at least equal market value.
In some cases, Green Acres requests scientific data from the relevant
state agency on the conservation resources on the conversion or replacement
properties. Fourth, the applicant government must replace any recreational
facilities that are lost due to the conversion. Finally, the applicant
government (or the land trust's governing board if the land is held
by a land trust) must approve the conversion by resolution. Upon receiving
a formal application, Green Acres issues a recommendation to the Commission
of the Department of Environmental Protection to approve or deny the
application. The Commissioner's approval is then forwarded to the State
House Commission, which is comprised of the Governor and other top cabinet
officials, to approve or deny the request. In most cases, if a formal
application is completed, Green Acres recommends approval. Likewise,
if Green Acres recommends approval, the DEP Commissioner and the State
House Commission usually approve the request.
The Green Acres Act includes a unique provision that extends the conversion
review process to both Green Acres-funded and non-funded properties
owned by the applicant government at the time of the Green Acres grant.
Thus, when a municipality or county applies for Green Acres funding
to acquire a property, all of its parkland becomes subject to the Green
Acres conversion review process. Since most municipal- and town-owned
parkland has not been funded by Green Acres, this provision significantly
expands the scope of protection. Although some municipalities objected
to this provision, a state court upheld the expanded jurisdiction in
1977. This expanded scope has ensured that a local government does not
purchase parkland with the Green Acres money and then sell other government-owned
parkland, in effect using the Green Acres money to fill its coffers
without any net gain in parkland.
Despite the strength of the Green Acres conversion restrictions, gaps
did exist and were exploited. State lands acquired without Green Acres
funding, for instance, were not covered by the restrictions. In 1986,
the state legislature approved the sale of over 1,200 acres of state
wildlife management area land on Hamburg Mountain to a developer. Since
the land was state property, it was not subject to the Green Acres conversion
process just described. Years of wrangling have left the ultimate fate
of the land unresolved, and the developer recently submitted new development
plans for a large golf resort complex.
As a result of the Hamburg Mountain fiasco, a bill was passed to apply
the Green Acres conversion review process to all state conservation
lands. Any state-owned land acquired with Green Acres funds or administered
by the Department of Environmental Protection may not be conveyed without:
(1) preparing a report that identifies the environmental, recreational,
and ecological impacts of the conveyance; (2) submitting the report
to several legislative committees; (3) making the report public at least
thirty days in advance of; (4) holding a public hearing on the proposed
conveyance. This process would have prevented the Hamburg Mountain transfer.
Finally, a separate process governs the sale of county-owned non-conservation
land that the county desires to sell. Since the land is not designated
parkland, it does not fall under the Green Acres restrictions. But the
land may still be valuable for open space purposes. A separate statute
establishes a notice provision, requiring the county to hold two public
hearings before it may convey these surplus lands. In addition, every
municipality within the county must be notified and provided with an
opportunity to purchase the property for its own open space needs.
Recently compiled data suggest that the strong conversion restrictions
have been successful in limiting the number of conversions. As noted
earlier, the Green Acres Bureau of Legal Services and Stewardship receives
between 40 and 50 informal conversion requests per year. But due to
the strong restrictions, most of these requests never make it to a formal
level, where an official decision must be made. For instance, in the
18 months from the beginning of 1999 through June 2000, only 22 requests
made it to an in-house meeting stage. Of these, one was deemed not to
be a conversion, two were withdrawn, one was denied, and the remaining
18 are pending. Although the Green Acres office has only tracked these
requests since this time, the initial data suggest that the restrictions
are serving to limit the ultimate number of conversions.
New Jersey's conversion restrictions work because they are comprehensive,
extensive, and thorough. At the same time, there is always pressure
on municipal officials and the Green Acres Program to support conversions
by acquiescing in a premature determination that there are no feasible
alternatives to the proposed conversion. Most recently, some municipalities
have sought to exempt the construction of schools on protected lands.
Without its strong restrictions, New Jersey would be in the same position
as Massachusetts in opening up conservation lands for school purposes.
B. The Florida Model
Florida has carried out one of the nation's most ambitious statewide
acquisition programs over the last decade. In 1990, the legislature
committed $3 billion over ten years to conservation land acquisition.
In 2000, the legislature passed a successor program, Florida Forever,
which commits billions more. To date, the program has protected over
one million acres of land.
A push for stronger and clearer conversion restrictions arose out of
a controversy regarding part of a property acquired for conservation
purposes but later proposed for sale and commercial development. In
1992, the state used Preservation 2000 funds to acquire an 18,000-acre
parcel in Walton County. According to some accounts, the state acquired
the entire parcel but reached an informal understanding with the County
that a portion containing marginal conservation resources would be turned
over for the proposed development. When the state tried to convey 420
acres to the County, a coalition of environmental groups, led by the
Florida Wildlife Federation, filed a lawsuit opposing the disposition.
Because there were no clear regulations on the conversion of conservation
land, the lawsuit focused on local planning and zoning statutes.
Partly as a result of this controversy, the State has tightened its
conversion restrictions in recent years. Voters overwhelmingly ratified
a Conservation Amendment to the state constitution in November 1998.
One of the provisions of the amendment sets up restrictions on the disposition
of any conservation lands, stating:
"The fee interest in real property held by an entity of the state
and designated for natural resources conservation purposes as provided
by general law shall be managed for the benefit of the citizens of this
state and may be disposed of only if the members of the governing board
of the entity holding title determine the property is no longer needed
for conservation purposes and only upon a vote of two-thirds of the
governing board."
The Florida Forever legislation designates all land purchased under
that legislation and all of the state's previous land acquisition programs
as having been purchased for conservation purposes, thus bringing over
two million acres of land within the scope of the amendment.
The supermajority approval requires five of the seven members of the
governor's cabinet to vote in favor of the disposition. This in itself
is not a unique procedural mechanism, for supermajority votes are common
in conversion restriction provisions. What is exceptional about the
Florida amendment and implementing statute is the imposition of a conservation-based
standard to guide the cabinet's decision. Although the "no longer
needed for conservation purposes" standard is vague and open to
abuse, the Board's staff is in the process of designing specific criteria
by which to implement this standard. These criteria include the requirement
that scientific data support the "no longer needed" determination.
C. Local Conversion Restrictions
As a whole, municipalities are surprisingly unprepared to handle conversion
issues in any systematic way. Most municipalities own extensive parkland
but have no restrictions against conversion. Only a few municipalities
have adopted ordinances or provisions in their home rule charters that
ensure against conversion. The citizens of Colorado Springs, Colorado,
passed an initiative ordinance in 1997 which establishes an open space
acquisition program. One of the ordinance's provisions requires a majority
vote in a city-wide referendum or initiative if the city seeks to sell,
trade or otherwise convey any land acquired under the program. In the
event that such a conveyance is approved in this manner, the money received
in return for the conveyance must be devoted to new open space acquisition.
The simplest and broadest approach would be to amend the municipality's
charter to require that all park land owned by the municipality (not
only land acquired through a particular program) are to remain so unless
the voters through a referendum or initiative decide to convey the property
or to allow some other public but non-conservation use. There is some
anecdotal evidence that citizens and municipalities are beginning to
consider such measures, but unfortunately these forward-thinking provisions
are all too rare on the local level.
D. Federal Conversion Restrictions
The federal government has protected land for conservation purposes
in a variety of ways over the course of its long history. Among the
most familiar conservation designations are National Parks, National
Wildlife Refuges, National Wildernesses, and National Monuments. Furthermore,
conservation lands have been acquired through a multitude of different
federal programs. Although an exhaustive review of each of these designations
and acquisition programs is beyond the scope of this analysis, certain
statutes and policies are especially noteworthy examples of conversion
restrictions.
The most explicit conversion restrictions of any government land acquisition
program are found in the Land and Water Conservation Fund (LWCF) program.
This program, enacted by Congress in 1961, has funded over 38,000 projects
(either acquisitions or improvements) involving approximately 30,000
different properties. Property acquired or improved by funds from the
LWCF may not be disposed of without the approval of the National Park
Service (NPS) and the substitution of replacement properties of equivalent
conservation and/or recreation value. The program's enabling legislation
states:
"No property acquired or developed with assistance under this section
shall, without the approval of the Secretary, be converted to other
than public outdoor recreation uses. The Secretary shall approve such
conversion only if he finds it to be in accord with the then existing
comprehensive statewide outdoor recreation plan and only upon such conditions
as he deems necessary to assure the substitution of other recreation
properties of at least equal fair market value and of reasonably equivalent
usefulness and location."
As discussed above, despite this statutory restriction there have been
roughly 1,000 conversions since the program was enacted in 1961. What
little hard data there is suggest that cities or states seeking to convert
such properties have been quite successful and that the Secretary of
the Interior approves most conversion requests supported by the state
agency overseeing the LWCF program. It is not clear that the National
Park Service
has adequately monitored the conversion process. In at least one instance,
a municipality (Lebanon, New Hampshire) converted land that it did not
even realize was under LWCF restrictions. Perhaps because of the regularity
of these conversions, the proposed Conservation and Reinvestment Act
of 2000, which passed the House of Representatives but did not reach
a vote in the Senate, included a strengthening of the conversion restrictions.
This statute would have added a "feasible and prudent alternatives"
analysis to Section 6(f), thus expanding the National Park Service's
authority to reject conversion requests.
V
PROPOSAL FOR A MODEL ANTI-CONVERSION AND ANTI- CONDEMNATION STATUTE
There is no single best mechanism to prevent conservation lands from
being condemned or converted to other uses. The ideal approach is to
establish a comprehensive set of procedural and substantive restrictions
that reflect the complexities of conversion and condemnation issues.
The most important measure of any given restriction is its efficacy
in preventing rash and unnecessary conversions and condemnations. By
raising the cost and time it takes to convert or condemn conservation
property, restrictions force condemning authorities to consider other
alternatives. This Part highlights some of the individual mechanisms
adopted in various jurisdictions and flags the relevant issues to be
considered in establishing a new set of conversion and condemnation
restrictions.
A. Replacement Requirements
A replacement requirement is by far the most critical element of effective
condemnation and conversion restrictions. Without a replacement requirement,
the total amount of conservation land will inevitably shrink. Because
most conversion requests involve a relatively small amount of land area,
the property owner may not understand the importance of replacement.
But an acre here and there adds up, causing the gradual but damaging
loss of protected land. Thus, the mandatory replacement of converted
or condemned property is the linchpin of a "no net loss" policy.
Many jurisdictions have successfully implemented a replacement requirement
in their conversion restrictions.
Of course, true replacement is not always possible for sensitive conservation
properties. Ball fields, swimming pools, tennis courts, and other recreational
facilities are easier to replace than a bird sanctuary or a wetlands.
Where replacement of land is not feasible, the owner should be required
to deposit money into an account specifically dedicated to conservation
acquisition, preferably in the vicinity of the jurisdiction in which
the conversion occurs.
A model replacement provision would require the replacement property
to have conservation or recreation value and economic value greater
than or equal to the converted property. As in New Jersey, appraisals
should be required in determining economic equivalency. Although the
conversion process is inherently political, the decision to convert
a property should also be based on sound science. Where possible, scientific
data should be required to determine whether replacement properties
are of equal conservation value. Florida has the most explicit requirements
for conservation-based decisions, stating that a conservation property
cannot be converted until the reviewing bodies make an empirical determination
that the property is "no longer needed for conservation purposes."
New Jersey's Green Acres review process also receives assistance from
state biologists in determining the conservation values of the replacement
and conversion properties.
B. Elimination of Fiscal Incentives to Conversion
Related to the replacement issue is the need to eliminate fiscal incentives
to convert or condemn conservation land. As discussed, there are often
strong economic incentives to use public conservation lands instead
of private land for transportation and other development projects. This
fiscal incentive is most apparent in Massachusetts, where municipalities
do not have to pay anything to convert conservation lands they already
own. In Florida, by contrast, the state must sell surplus lands at the
greater of fair market value or the price the state originally paid
for the property, but there is an exception where the buyer is a county
or municipal government. This exception might prove to be a significant
loophole, as environmentalists fear that developers will pressure local
governments to act as a conduit to purchase conservation lands from
the state and then convey them to the developers. The state that has
most successfully eliminated any fiscal incentives is New Jersey, where
virtually all public conservation lands are protected by various statutes.
States must sometimes go to great lengths to close all of these economic
loopholes. Maryland's Program Open Space (POS) has had to tighten its
conversion restrictions in recent years by implementing a unique valuation
provision to remove monetary incentives for conversions. Dating back
to 1968, POS modeled its conversion provisions after the Land and Water
Conservation Fund Act, requiring replacement of any converted lands
with lands of at least equal recreational use value. But since many
of the lands initially purchased with POS funds became zoned as open
space, their fair market values were artificially lower. Developers
could thus reap windfalls by providing replacement lands equal to the
POS property's open space value and then rezoning the converted property
for commercial or residential uses. In 1992, for instance, a Baltimore
County developer applied to convert a POS-funded soccer field to expand
a supermarket. To meet the replacement requirements, he offered property
that was equal to the POS property's open space zoning value, and its
comparable recreational use. Even though the POS property would be immediately
rezoned after conversion, the developer would not have had to pay for
the difference between the open space value and the rezoned commercial
value. Protests from local "soccer moms" and the disparity
between the appraisals for the two parcels caused POS to turn down the
request for conversion. To further address this potential loophole,
in 1995 the state legislature changed the law so that whenever a zoning
change is required for a conversion, the converted land shall be valued
at the use requested, not the prior open space or recreation value.
Since the replacement property must be of equal value, this provision
eliminates the economic incentive to convert land. As intended, the
amendment has significantly reduced the number of conversion requests
from the counties.
C. Meaningful Alternatives Analysis
One of the most common condemnation and conversion restrictions is a
substantive alternatives analysis requirement. This burden has been
established because of a perception that governments (and government-empowered
condemnors) often select conservation lands for private properties without
carefully considering viable alternatives. Many state and local conversion
restrictions, including SNAPs, state that a request will only be approved
if there are no prudent and feasible alternatives.
The prudent and feasible alternatives standard comes directly from Section
4(f) of the Department of Transportation Act. Section 4(f) imposes substantive
and procedural restrictions on the use of certain parkland and historic
sites for federally funded transportation projects. The Act, passed
in 1966, allows the Department of Transportation (DOT) to approve such
a project "only if (1) there is no prudent and feasible alternative
to using that land; and (2) the program or project includes all possible
planning to minimize harm . . . resulting from the use." The Act
applies to publicly owned land from a public park, recreation area,
wildlife and waterfowl refuges, and publicly and privately owned historic
sites. Section 4(f)'s protections are very broad insofar as they may
apply to all publicly owned parkland, from Yellowstone National Park
down to a town-owned playground. In addition, even privately owned historic
sites are protected, as long as they are listed on or are eligible for
the National Register of Historic Places.
Section 4(f) may also extend additional protection to publicly held
conservation easements. Although Section 4(f) protections apply for
the most part to publicly owned park lands, the Department of Transportation
Act's own 4(f) guideline manual concedes that private lands subject
to publicly held easements are considered to be publicly owned for the
purposes of the statute. This interpretation means that the thousands
of conservation easements owned by federal, state, county, and municipal
governments fall under Section 4(f) protection. Since there is little
statistical information on 4(f) reviews, it is not possible to determine
how often DOT projects have encroached on public conservation easements.
But it is probable that to date these lands have not been protected
to the full extent of Section 4(f). Officials who are charged with monitoring
public easements should be aware of this overlooked provision.
Despite the strong language of the statute, the effectiveness of 4(f)
in protecting parkland has been relatively modest and disappointing
from the perspective of many environmentalists and preservationists.
Because the protections are only triggered by a federally funded transportation
project, solely state-funded transportation projects need not meet these
requirements. This limitation has become a full-fledged loophole because
states have become adept at avoiding 4(f) by shifting federal funds
away from those projects that do use park or historic resources. In
addition, projects funded by federal departments outside of the Department
of Transportation are not covered by 4(f). Thus, a Department of Defense
project that clearly impacts on public parkland would not trigger 4(f)'s
procedural and substantive requirements.
Finally, although 4(f) contains strong language, it is administered
largely by the Department of Transportation and the federal courts.
Since the DOT's mission is primarily to support transportation projects,
its institutional capacity and willingness to vigorously pursue environmental
policies is inherently limited. And although the 4(f) process requires
cooperation with other federal agencies with conservation missions,
such as the Fish and Wildlife Service and the National Park Service,
the DOT has the final word in deciding whether a proposed action meets
4(f) requirements. Even where these other agencies have expressed strong
opposition, the DOT routinely approves its projects. On the judicial
level, although Section 4(f) itself was originally a powerful tool for
opponents of harmful highway projects and was even embraced by the Supreme
Court in its forceful Overton Park opinion, more recent federal court
decisions have proven mostly sympathetic to the DOT. Perhaps the broader
lesson is that even the soundest conversion and condemnation restrictions
will not amount to much without meaningful administrative and judicial
enforcement.
Despite these Section 4(f) shortcomings, the "prudent and feasible
alternatives" requirement nevertheless has the potential to be
an effective means of protecting conservation land on the state and
local level. As seen in the context of agricultural land preservation,
an alternative analysis must be more than a mere formality. The general
thrust of an alternatives analysis is to require a "second look"
before authorities may proceed with eminent domain or conversion actions
on conservation land. One commentator has recommended legislation that
would establish substantive restrictions before a condemnor could take
protected agricultural land. The second look review by a state agricultural
preservation program would cover the suitability and costs of alternatives.
States and municipalities that seek to establish effective alternatives
requirements should look to strict standards established by the Supreme
Court in construing Section 4(f). Significantly, as the Court noted
in Overton Park, the alternatives must be evaluated on more than a simple
cost comparison. The Court noted that there were truly unusual factors
demonstrating that the rejected alternatives would "present unique
problems" or require costs or community disruption of "extraordinary
magnitudes." These standards make sense, for if a proposed action
need only show that it is less costly than any of the alternatives,
then conservation lands will almost always lose out. Like Section 4(f),
an alternatives requirement should do more than simply require a condemnor
or converter to conduct an alternatives analysis; in addition, it should
prohibit completion of the project unless that analysis meets these
heightened objective standards. Only then will the alternatives analysis
offer more than "a moment for the conscience to shine."
D. Supermajority Legislative Approval
A supermajority vote (usually two-thirds or greater) is potentially
an effective procedural mechanism for ensuring that only non-controversial
conversions are approved. Many SNAPs and land acquisition programs require
a supermajority as part of the conversion process.
But a supermajority requirement by itself will not always be effective
in preventing a large number of conversions. In Massachusetts, any conversion
of municipally-owned conservation land first must be approved by a two-thirds
majority of the city council (simple majority vote if the conversion
is for low-income housing). Upon municipal approval, Article 97 of the
Massachusetts Constitution requires a two-thirds vote of both branches
of the state legislature to approve the town's conversion. As noted
above, 150 out of 176 properties that came up for a vote before the
state legislature were approved. State legislators, as a matter of course,
have been reluctant to reject a bill that comes up from the local government
level and has already achieved a certain momentum.
E. Notice and Public Hearing
The public is often a key voice in preventing a conversion. But the
public can only act when the conversion process is open to public scrutiny.
Many of the most destructive conversions occur with limited public input.
Conversely, where the process is open, vehement public support can add
to the legitimacy of a conversion. Notice and hearing provisions feature
prominently in many of the SNAP conversion restrictions and in various
condemnation restrictions.
F. Broad Coverage of Conversion Restrictions
A land acquisition program should supplement and not substitute land
that is already protected. Thus, a town or county government should
not accept acquisition funds from the state with the left hand while
it sells pre-existing conservation lands with the right. To prevent
this maneuvering, an acquisition program can apply its conversion restrictions
to both funded and non-funded properties.
The Land and Water Conservation Fund (LWCF) requires fund applicants
to submit a "6(f)(3) project boundary map" with each application.
This map defines the project area that will be covered by anti-conversion
protections. Usually, the project area includes not only the facility
or tract being improved or purchased, but the entire park or site in
which the project lies. Thus, a LWCF grant to improve a small park facility
can provide anti-conversion protection to the entire park. Likewise,
New Jersey's Green Acres Program also extends its conversion restrictions
to all of the municipality's conservation lands.
G. Declaration of Highest and Best Use
Declaring conservation to be the "highest and best" use of
a property provides a limited measure of protection by making condemnation
by a co-equal unit of government more difficult. The landowner or land
trust cannot make such a declaration with any authority, but when a
public agency does so, it protects the property through the prior public
use doctrine. Under this doctrine, where there is legislative intent
as to what constitutes a property's highest and best use, the property
will often be shielded from condemnation by a co-equal unit of government.
Maryland's incipient Rural Legacy Program includes a clause in its standard
conservation easement that declares conservation to be the highest public
use of the property under easement. Since all Rural Legacy easements
are approved by the Maryland Board of Public Works, a state body, the
provision is meant to ensure that the state legislature must vote to
approve any condemnation by the state, a county, or a municipality.
In addition, several SNAPs include similar language in their enabling
statutes. This declaration is often accompanied by a provision that
permits a taking only for an "imperative and unavoidable public
necessity."
H. Use of Conservation Easement as a Backup Protection on Public Conservation
Land
It is entirely possible for a state or municipality to grant a conservation
easement on land it owns in fee simple. Colorado has taken this novel
approach in ensuring the perpetuity of conservation land acquired by
municipalities through the Greater Outdoors Colorado (GOCO) Trust Fund.
GOCO, established in 1992 and funded by a state lottery, awards grants
to both private land trusts and local governments for land acquisitions.
Early on, the GOCO Board adopted a policy requiring a municipality to
grant a conservation easement to a third party.
In New Hampshire, some towns have drawn a lesson from the recent condemnation
of municipally owned conservation land for a highway extension. Most
recently, the towns of Walpole and Lebanon voluntarily granted conservation
easements on town-held conservation land to local land trusts to help
ensure that the temptation to convert such property does not arise again.
This approach has the advantage of eliminating some of the administrative
burdens of a broader anti-conversion legislation. One drawback may be
that conservation easements would still be vulnerable to condemnation
attempts. Indeed, if it felt compelled, a government could condemn the
very conservation easement that restricts its own fee simple holding.
I. Expedited Processing
Conversion restrictions are purposefully designed to discourage and
prevent conversions. Approval processes that require public input, strong
replacement standards and the like will no doubt cut down on rash conversions
and ensure that those that go through are well thought out. At the same
time, these processes have the potential to make non-controversial conversions
needlessly difficult. A balanced conversion/condemnation process therefore
should allow for expedited handling where the harm to the environment
is negligible or where there is a net conservation gain. Interestingly,
it is not uncommon for replacement property to be of greater conservation
value, adding to the quality and/or quantity of protected land. This
result can be encouraged by allowing an expedited process if the replacement
property is of significantly greater conservation value.
In Maryland, the director of the Program Open Space can issue a discretionary
approval where the proposed conversion affects less than 1 % of the
property's total area. Similarly, New Jersey's Ogden process for the
conversion of state lands applies only to properties above one acre.
The legislation governing the condemnation of New Hampshire's Land Conservation
Investment Program acquisitions allows the Department of Transportation
to avoid legislative approval if the taking is for "minor"
projects.
Another instance where expedited review might be prudent is where the
acquiring conservation agency purchases rich conservation properties
that also include areas of little or no conservation value. These marginal
conservation lands may be of high economic value, so for maximum efficiency,
the program should be able to resell the undesired portion and reinvest
the proceeds in better quality conservation lands. For example, the
New Jersey Fish and Wildlife Division acquired a prime wildlife habitat
with a valuable home on one part of the tract. Even after it determined
that it had no interest in owning the home, the Division had much difficulty
selling it because of the strict Green Acres conversion restrictions.
But this option works well only if it is clear from the outset which
portion the acquiring agency intends to resell. To address this situation,
the Florida Forever Act requires the purchasing agency to designate
from the outset any portion of an acquired property that is not for
conservation purposes. A similar provision exists under Maryland's Program
Open Space. Such a procedure could be useful for other states to adopt.
J. Administrative Commitment
Regardless of the exact standards or procedures chosen to restrict governments'
authority to condemn or convert conservation lands, administrative resolve
is a key intangible factor in the success of those restrictions. The
strongest restrictions will not endure an indifferent or hostile administrative
atmosphere, while textually weak standards can go a long way if the
administering agency possesses sufficient resolve. Agency staff can
play an important role by discouraging conversions at the very beginning
of an inquiry. At a minimum, any agency that administers conservation
lands should designate at least one person who is responsible for monitoring
those lands and making sure that any conversion and condemnation restrictions
are honored. The fact that conversion statistics are incomplete is in
part because most conversion attempts will be rebuffed before they reach
a formal level, if the administering agency is doing a good job. Conversely,
the requests that do advance to the final stages are those most worthy
of approval.
CONCLUSION
Let there be no quibbling about the matter: Permanent protection is
indeed a radical goal. It is quite ambitious to declare a property protected
in perpetuity. Yet the fundamental inexorability of population increase
and land development calls for such a radical solution. At its heart,
the land conservation movement has always been about what this country
should look like today and a hundred years from today. As sprawl encroaches
ever further, states, cities, communities, and individuals are making
decisions to declare selected properties off-limits to development and
other intensive uses. In a sense, we are making a promise, to ourselves,
to future generations, and to the Earth, to keep our hands off of these
lands. Forever. While this may be an ideal, it is one worthy of our
aspirations.
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